Put Our Strengths to Work for You.

The high-performing professionals we serve rely on the resources we offer as a part of one of America’s largest networks of independent advisors. Our customer-driven approach is focused on meeting the unique demands of your business; we never forget that supporting your business is our business. Our strengths, together with those of our valued advisors, provide powerful momentum to meet the next generation of challenges and opportunities.

ROYAL ALLIANCE AT A GLANCE
All statistics as of 12/31/09 unless otherwise indicated.

*As reported by InvestmentNews.com 12/31/2010.
Royal Alliance Associates is a registered broker-dealer and SEC registered investment adviser, Member FINRA and SIPC.

Headquarters New York City
President & CEO Art Tambaro
Employees 585
Financial Advisors 1,866
OSJ Offices Nationwide 217
Gross Revenue, 2010 Total: $338 million
Assets Under Management $40.38 billion
Industry Rank Part of second-largest independent broker-dealer network based on gross revenue*
Clearing Services Pershing, LLC or National Financial Services, LLC
Average Assets Under Management Per Advisor $25.04 million

Pershing LLC is a subsidiary of BNY Mellon, the nation's oldest continuously operating bank, and one of the world's leading providers of securities services. Pershing has $988.9 billion* in assets held in custody. Our parent company, The Bank of New York Mellon Corporation, has $26.3 trillion in assets under custody and administration.

*as of 6-30-11


To learn more about the professional history of our financial advisor(s), please visit FINRA’s BrokerCheck.